Defending Your Practice
Watch this webinar replay to learn about the crucial role of documenting the sale.
Recommend a Trusted Contact Person to Clients
Advisors should take reasonable steps to have clients name a Trusted Contact Person and document to their file.
Learn about HUB's Code of Conduct and Rules of the Company.
Your Compliance Checklist
Your guide to navigating the ever-changing landscape of industry regulations.
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Your Regulatory Compass
Your guide to navigating the ever-changing landscape of industry regulations.
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Client File Tools
Templates and resources for managing client files accurately and efficiently.
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Licensing and EO
Our coverage can protect you from claims arising from actual or alleged errors, omissions or negligent acts in the services you provide to your clients.
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